Former UBS Registered Representative Wins Expungement of Eight Customer Complaints Related to Lehman Brothers Principal Protected Structured Products (FINRA Arbitration No. 14-02603)

A FINRA arbitration panel out of Louisville, Kentucky recently granted the request of former UBS registered representative Harry M. Hadden III (“Hadden”) to expunge eight (8) customer complaints from his Central Registration Depository (“CRD”) record related to the sale of certain Lehman Brothers Structured Products during the financial crisis that began in 2007. Pursuant to FINRA’s Code of Arbitration Procedure…

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